600
management‐in order to prevent accidents with
catastrophicconsequences.Inthispaperamethodof
traffic incidents analysis is proposed. Of course,
incidents(seriousincidents)arealsoexaminedbythe
aforementioned institutions. This examination,
however, as in the case of accidents is focused on
searching for reasons. Analysis of the
incidents,
however, also allows for exploration of possible
scenarios for the development of the incident and
checkingwhatothereffectsitcouldbringabout.This
approachallowsevaluatingandverifyingwhetherin
thisparticularcase,notransformationoftheincident
into accident was the result of hedging activities, or
whether
it was a coincidence. In the latter case one
shouldsuggestpreventiverecommendationsrelating
totheseeventsthatdidnotactuallyoccurred.Inother
words,itcomestothebeliefthatsetupsafetybarriers
will work forever. Also in slightly different
circumstances, such as worse weather conditions, or
worsetechnical
conditionofthevehicle,etc.Thefact
that safety barrier worked in a particular incident
does not give us a guarantee that it will be in any
case.
In this paper it is proposed to analyze serious
incidents quantitatively. The proposed approach is
illustrated in the example of air traffic.
The term
ʺserious air traffic incidentʺ usually involves a very
dangerous event in which almost all barriers to
protect against accidents have failed (in most cases
except one). This allows to attempt to quantify the
likelihood of failure of each of the elements of the
safetyassurancesystem.Unfortunately,in
mostcases,
we do not have enough data that allows for a
statistical determination of the frequency of events
thatmakeuptheaccidentscenarios.Therearealsono
measurement methods that can achieve such data.
This is due to two reasons. The first is the
extraordinary rarity of these events,
and, until
recently, a lack of public awareness of the need to
report events of less important safety consequences.
The second reason is very frequent participation of
thesocalledhumanfactorintheseevents(Kobyliński
2009).Analysisoftheprobabilityofparticularhuman
action or the probability of
human error is very
uncertain and subjective. The only available method
ofobtainingrealknowledgeaboutsucheventsisthe
use of experts’ opinions. These, obviously, are
characterized by a lack of precision and clarity not
allowingtheuseofsuchmethodsintheprobabilistic
analysis(Berg2013).
This paper is
divided into five sections. The first
containstheintroductiontotheresearchproblem.The
secondpartdealswiththeprinciplesandpracticeof
investigating the causes of aviation accidents. The
third section shows the process of formation of a
serious incident and the essence of traffic incident
analysis focused on
searching for the quantitative
assessmentoftheeffectivenessofthesafetybarriers.
The fourth presents a simple example of a serious
incidentanalysis,explainingthemethodofanalysisof
the effectiveness of safety barriers. The fifth section
containssummaryandpresentationofthefindingsof
theresearch.
This paper is an
updated and revised version of
(Skorupski 2013). The update takes into account
recentactivitiesandinsightsregardingpossibilitiesto
use stochastic, timed Petri nets in serious traffic
incidents analysis. Moreover, it reflects questions
which arise at the TransNav 2013 Conference in
GdyniainJunethisyear.
2 AIRTRAFFICACCIDENTS
ANDINCIDENTS
INVESTIGATION
Polishaviationregulations define threecategoriesof
events(AviationLaw2002):
accident‐an event associated with the operation
of the aircraft, which occurred in the presence of
people on board, during which any person has
sufferedatleastofseriousinjuriesoraircraftwas
damaged,
serious
incident‐anincidentwhosecircumstances
indicatethattherewasalmostanaccident(suchas
a significant violation of the separation between
aircraft, without the control of the situation both
bythepilotoftheaircraftandthecontroller),
incident‐aneventassociatedwiththeoperationof
an aircraft other
than an accident, which would
adversely affect the safety of operation (e.g. a
violationofseparation,butwiththecontrolofthe
situation).
Airtrafficeventsinvestigationisregulatedbothby
international and national regulations: Annex 13 to
the Chicago Convention (ICAO 2001) and EU
Regulation 996/2010 on the investigation and
prevention of accidents in civil aviation (European
Union 2010). These documents define the basic
principles of accidents and incidents investigations,
whichinclude:
keyroleofEASA,
cooperation between committees investigating
accidentsindifferentcountries,
theabsoluteneedforreportingincidents,
recommendationsforaccidentprevention.
The basic
legal act of national importance
ʺAviationLawʺinPartVIʺAirNavigationʺinChapter
3,ʺManaging the flight safety and investigating
accidents and incidentsʺ regulates the operation of
accident investigation committee (Aviation Law
2002). Detailed rules of proceeding are defined in
Regulationofthe MinisterofTransporton accidents
and
incidents(MinisterofTransport2007).
In recent years, much emphasis is put on a
proactive approach to ensuring the safety of air
traffic.Itisbasedonpreventivereportingofdamages
and failures, which is obligatory to those who have
theabilitytodetectthembeforetheycausedangerous
trafficevent.
However,formanyyears themostimportantand
the most seriously considered are the
recommendationsissuedbytheStateCommissionfor
AircraftAccidentInvestigation(PKBWL)asaresultof
the study of the reasons for air events. The PKBWL
consist of: chairman, two deputy, secretary and
members‐expertsinthe
fieldofaviationlaw,flight
training,airtraffic,aviationtechnologymaintenance,
aircraftconstruction,andaviationmedicine. Insome
cases additional assistance of experts is necessary,
both from the above mentioned areas and from the
field of navigation, rescue, meteorology and
aeronauticalcommunications.