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1 INTRODUCTION
Since the 1980s, the rapid development of remotely
operated aircraft has been dated. However, the
progress in miniaturization over the past 15 years has
triggered a truly rapid development of unmanned
aerial vehicles (different classes). They are used in
many fields, ranging from military aspects, through
commercial and scientific applications, and ending
with entertainment. In this article, the term
"unmanned aerial vehicle" will be used
interchangeably with the term "drone" to mean an
aerial robot.
Increasingly, Unmanned Aerial Vehicles (UAVs)
are successfully replacing airplanes and helicopters,
performing their tasks. They can constitute a tool
supporting human activity and be used as a means of
providing information and knowledge about the
surrounding environment, perform work in difficult
and often inaccessible conditions, as well as deadly,
carrying various types of weapons and armament.
Certification of Unmanned Aircraft (UA)
G. Pettke
1
, W. Kozyro
1
, P. Gałka
1
, G. Trzeciak
2
& P. Wołejsza
3
1
Polish Register of Shipping, Gdańsk, Poland
2
Squadron Ltd., Gdańsk, Poland
3
Maritime University of Szczecin, Szczecin, Poland
ABSTRACT: PRS (Polish Register of Shipping) is an expert institution acting on the international market, that -
by conducting business for the benefit of the community - through the formulation of the requirements, survey
and issue of the appropriate documents, assists State Administrations, Underwriters and customers in ensuring
the safety of people, floating objects, land undertakings, carried cargo and the natural environment. PRS is a
body accredited for certification of management systems, as well as a notified body in the European
Commission for conducting product conformity assessment procedures with EU directives and regulations, and
certify of personnel and processes. Subject and scope of the Publication The Publication defines requirements
and procedures of conformity assessment process of Unmanned Aircraft (UA) and the technical possibilities of
their use in the maritime economy segment. Purpose of the publication: Defining technical and formal
requirements for design, construction and operation of the Unmanned Aircraft (UA), Determining the scope
and methodology of conformity assessment process of Unmanned Aircraft (UA), Determining the technical
possibilities of using Unmanned Aircraft (UA) in the maritime economy segment. The publication includes the
following issues: basic principles and design requirements as well as technical regulations that ensure the
design of the Unmanned Aircraft (UA), as a safe product in operation; the scope and methodology of
conformity assessment of Unmanned Aircraft (UA); principles and scope of technical supervision over the
Unmanned Aircraft (UA), requirements set by PRS in using Unmanned Aircraft (UA) on sea-going ships. The
conclusions of the paper: indication of the way to obtain BSP certification, the basis for launching the procedure
for developing the NO defence standard for the certification of ships and naval auxiliary units for cooperation
with Unmanned Aircraft (UA).
http://www.transnav.eu
the International Journal
on Marine Navigation
and Safety of Sea Transportation
Volume 15
Number 1
March 2021
DOI: 10.12716/1001.15.01.14
144
In order to standardize the terms used in this
article, it has been assumed that:
unmanned aerial vehicle (UAV / RPAS - Remotely
Piloted Aircraft Systems) generic name of the type
of aircraft (mainly aerodines) moving in the
airspace without flying personnel (i.e. pilot)
performing aviation activities (including flight);
Unmanned Aircraft System (SBSP, UAS / RPAS -
Remotely Piloted Aircraft System) is a set of all
elements necessary to perform a flight by an
unmanned aerial vehicle. The essential elements of
SBSP are:
Ground Control Station (GCS): is a station used
to control an (unmanned) aircraft, consisting of
both configured hardware and control software.
Such stations have a set of switches and control
devices, as well as a screen on which
information about the UAV status is displayed.
Unmanned Aerial Vehicle or an aerial platform:
it is an element of the SBSP that moves through
the air. It is an exact unmanned aerial vehicle
Pilot of an unmanned aircraft - a person who
has control over an unmanned aircraft by direct
control or by exercising supervision over the
course of the flight in an automated mode.
Radio link (communication): a dedicated
ground-air-ground radio direction used to
transmit (ground-to-air) commands and (air-to-
ground) reports between UAV and GCS. The
executive elements of radio communication are
antenna assemblies. As a rule, antenna
assemblies are a component of GCS, however,
solutions are used to arrange the antenna
assemblies separately like transmitters (in order
to increase the UAV's range).
The above list includes the most important
elements of UAV systems. Additionally, the UAV
systems elements are ground protection elements,
such as: catapults or other launch aids, chargers, fuel
pumps, diagnostic equipment, starters, consumables,
etc.
2 USE OF UNMANNED AERIAL VEHICLES
Currently, drones are used by state institutions, the
military, scientific and research centers, companies
conducting commercial activities and private
individuals. The operation of drones is more effective,
cheaper, more secretive and safer for pilots than the
use of manned aircraft. The large-scale use of drones
during the war between Armenia and Azerbaijan in
September 2020 showed that precise combat
operations can be conducted far beyond the front lines
without exposing pilots to the risk of being shot
down. The use of circulating ammunition released
from BSP containers on a massive scale effectively
destroyed groupings of troops along with military
technology. The area of application of drones is
constantly expanding. Drones are used for launching
satellites into orbits around the Earth, transporting
contaminated medical samples and medicines to
laboratories and hospitals, inspections, geodesy,
protection of people and property, photography and
counting the number of animals. With the
simultaneous use of thousands of drones (swarms),
outdoor shows are organized with complex
inscriptions and spatial drawings that affect human
imagination.
The maritime industry is also opening up to the
use of drones. Big players in maritime and aviation
business (Wilhelmsen and Airbus) joined their forces
to offer a parcel service to vessels, which is executed
by drones [3]. The first commercial long range drone
delivery to vessel took place in Singapore on 29th of
April 2020 [4]. Only 7 months later World's First
Night-time Drone Delivery From Shore to Ship took
place in Singapore [5]. A short time between those
two actions shows how fast is the progress in the
drone technology.
There are also known uses of drones on the
domestic market. On October 5, 2020, an unmanned
aerial vehicle was handed over for use of the Port of
Gdynia Authority S.A., dedicated and designed for
the needs of the port. As part of the research and
development project called "Aviation Monitoring
System", a reliable multirotor platform in the X8
system was created, adapted to work in very difficult
port conditions: strong wind, high air salinity and
disturbances in drone-operator communication [6].
The use of Hydrodron, developed by the Polish
company Marine Technology, for hydrographic works
was also tested at the Port of Gdynia [7].
Another project that somehow integrates
unmanned marine and air solutions is AVAL [8].
Autonomous Vessel with an Air Look is co-financed
by National Centre of Research and Development. The
project consists of three integrated technologies, i.e.:
UAVs, developed by Bialystok University of
Technology (project’s leader), Object’s Recognition
and Classification Awareness (ORCA) System,
developed by UpLogic sp. z o.o. and Autonomous
Navigation System, developed by Sup4Nav Co. ltd.
[1]. All components have been tested [2] in The Ship
Handling Research and Training Centre at Ilawa
owned by the Foundation for Safety of Navigation
and Environment Protection [9]. Finally, they were
successfully tested in real conditions on Unity Line
ferries m/f Wolin and m/f Gryf, in September 2020.
The NAVDEC system [10], which was the ancestor
of the mentioned Autonomous Navigation System,
was certified in 2015 and recertified in 2020 by Polish
Register of Shipping. Preparations are currently
underway for the certification of all three components
of the AVAL system.
There are two types of drones delivered in the
AVAL project. The first is Hybrid Unmanned Aerial
Vehicle. It has a fixed wing platform with vertical
take-off and landing (VTOL) function. The maximum
speed is over 100 km/h on a forward marching engine
in horizontal flight. The maximum flight range is
about 200 km, while the maximum flight time is up to
2 hours. It is dedicated to recognize the objects at the
greater distance. The second one is Multirotor
Helicopter in six-arm configuration. The power
supply and data transmission is provided by the 50
meters long dedicated cable, which makes the flight
time practically unlimited. It has ability to fly in wind
condition up to 60 km/h and is dedicated to recognize
the objects at the shorter distance.
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Reliability of such systems has obviously to be
assessed and validation methods have to be
developed.
2.1 Application of cameras and object identification
process - ORCA System
COLREG clearly states in the Regulation 7 that all
available means should be employed to determine if
the risk of collision exists and highlights in paragraph
7 (c) that OOW should not make assumptions on the
basis of scanty information, especially scanty radar
information. This shows how important for the safety
of navigation is that all objects in the ship’s vicinity
are properly identified.
The ORCA system uses a state-of-the-art detection
system based on an artificial neural network. As soon
as it detects an object, estimation of the location of the
object is made and the information about the class of
the object as well as its geographical coordinates are
sent to the autonomous navigation system.
ORCA monitors the area around the vessel (up to
10 Nm) using a custom-built camera vision system.
The images are analysed in real-time by an AI-based
algorithm which detects, classifies and geolocates
potentially hazardous objects. There are many image
recognition and classification systems on the market
for objects as diverse as diseases and cars. Unlike
those, images form in the marine environment present
specific and very complex challenges. These
challenges can be grouped in four blocks: a) horizon
detection when the camera is installed on a mobile
platform (ship); b) registration - the situation where
different frames in a scene correspond to the same
physical scene with matching coordinates; c) water
background subtraction which is continuously
dynamic both in spatial and temporal dimensions due
to waves, wakes, foams, and specular reflections
which are inferred as foreground by typical
background detection method; d) foreground object
detection - since general dynamic background
subtraction and foreground tracking problems do not
require the detection of static objects, no integrated
approaches exist that can simultaneously detect the
stationary and mobile foreground objects. This is an
open challenge for the maritime scenario. Current
research on object detection in images may be applied
for detection of objects in individual images, thus
catering for both static and mobile objects. However,
the complicated maritime environment with the
potential of occlusion, orientation, scale, and variety
of objects make it computationally challenging.
Figure 1. The first ORCA prototype installed on m/f Wolin.
The following table shows the main features of the
ORCA technology and navigational challenges that
are solved by image processing algorithms collected
by the vision device.
The cameras used in ORCA system can be
mounted on ship’s superstructure. Both drones i.e.
VTOL and multirotor, can be also equipped with
ORCA system
__________________________________________________________________________________________________
ORCA functions Problem solved
__________________________________________________________________________________________________
Detection of static and dynamic objects, 20 m long** and The system continuously monitors the surroundings of a vessel
placed within 10* nautical miles (Nm) from a ship or yacht. and simultaneously detects, classifies, and locates visible
objects.
This improves the navigator’s ability to identify hazardous
objects around the ship and make decisions regarding
appropriate anti-collision manoeuvre options.
Classification** of detected objects within 5 Nm into the Determine the risk of collision with a specific object based on its
following categories: ship, yacht, iceberg, whale, container. category and location. Verification of the navigator's ability to
see and identify all objects through binoculars.
Geolocation of the detected objects within 2 Nm*. Provision of accurate data about the category and geographical
coordinates of the object to the anti-collision algorithm, which
automatically generates an anti-collision manoeuvre or anti-
collision trajectory.
Self-tuning of the image recognition algorithm Self-tuning improves the efficiency of detection, geolocation,
and classification of the objects. Self-tuning is applicable for
repetitive routes - for example in the case of ferries.
Data fusion with AIS, ARPA (radar) and digital maps Enhancement of maritime navigation systems with ORCA's
real-
time data can reduce the need for the navigator's eye
observation - the key function of autonomous ships in the
future.
__________________________________________________________________________________________________
*Ranges for a vision sensor mounted 24 m above sea level (observation deck on ferry Wolin - see Fig.2.)
**The ability to detect and classify an object depends on its size and distance from the ship or yacht. The value of the
parameter is calculated under the assumption that the measured dimension of the object is parallel to the camera's
projection plane.
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2.2 Limitations of unmanned aerial vehicles and collision
avoidance issues
The law that has been imposed on unmanned aerial
vehicles requires that they always give way to the
manned ship. The operator - now called the pilot
controlling manually or only supervising automatic
flight, is responsible for this duty. It does not matter if
sensors, cameras, transponders are used - the pilot is
obliged to make the right maneuver if necessary to
give way. The right of way in aviation is regulated by
the Convention on International Civil Aviation,
signed in Chicago on December 7, 1944 - Chicago
Convention (Journal of Laws of 1959, No. 35, item 212,
as amended) - Annex 2: Rules of the Air.
The same convention (Article 8 Pilotless aircraft)
states that "Each contracting State undertakes to
ensure that the flight of such aircraft without a pilot in
regions open to civil aircraft shall be so controlled as
to obviate danger to civil aircraft" .
Until now, it was regulated in the regulation of the
Minister of Infrastructure on the exclusion of the
application of certain provisions of the Act - Aviation
Law to certain types of aircraft and determining the
conditions and requirements for the use of these
aircraft.
In the Commission Implementing Regulation (EU)
2019/947, it is the responsibility of the pilot to inform
that the pilot stops the flight if the operation poses a
threat to other aircraft and to impose on the operator
of the unmanned aircraft the obligation to avoid
collisions with the manned aircraft.
3 USE OF UNMANNED AERIAL VEHICLES
Drones with specific characteristics can be used for
specific tasks. The division of drones may result from
their construction, purpose, energy source used, level
of autonomy, weight, range and operating time,
operating altitude, load capacity in the form of
equipment, wingspan, possibility of cooperation with
other aircraft, method of take-off and landing, and
many other criteria.
Due to their construction, drones are divided into
rotor (single- or multi-rotor) and airframes.
It is worth familiarizing yourself with the
advantages and disadvantages of these two types with
regard to maritime use / ship and naval operations.
1. Airframes:
Advantages
longer flight time than rotors (in the same
UAV class)
higher lifting capacity (in the same UAV
class)
higher speeds
faster finding of the airframe beyond the
outline of the ship / naval ship during take-
off. This reduces the risk of catching on
elements of the ship's infrastructure during
take-off
possibility of a gliding flight
Disadvantages
Necessity to use start assist devices
(launchers)
Necessity to use landing aids (nets, rope
clamps)
The need to consider pulling the airframe out
of the water after its landing
Figure 2. Photo showing the launch of the Scan Eagle UAV
from the deck of the ship. In the foreground you can see an
aircraft launcher. The use of airframe (UAV) on board ships
requires taking into account the presence of such devices on
board. Source: https://www.navy.gov.au
Figure 3. The Camcopter 100 drone in front of the GCS and
antenna unit. Operation of the UAV from the deck must
take into account the need to deploy these elements on the
ship / naval ship. Source: https://penaviation.com
Figure 4. Scan Eagle landing sequence on board. Visible
mast for intercepting the plane. After folding, the mast must
find a place on the ship's deck. Source:
https://www.navaltoday.com
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2. Rotors
Advantages
Vertical take-off and landing
Precise navigating ability to fly past
obstacles
Possibility to use wired power for specific
types of missions
Ability to hover
Disadvantages
Shorter flight time (in the same UAV class)
Lower lifting capacity (same UAV class)
Lower cruising speeds (in the same UAV
class)
Figure 5. Camcopter 100 rotor aboard a vessel. Source:
https://dronebelow.com
Figure 6. Sample VTOL airframe drone. Source:
https://test.threod.com
Figure 7. VTOL developed within the AVAL project. Source:
avalproject.pl
The solution may be VTOL (Vertical Take off and
Landing) airframes. These are structures that combine
the features of a rotor and airframe. They have wings
used for flights and rotors for take-off and landing. In
this case, the disadvantage is the need to use inferior-
lighter sensors due to the allocation of a part of the
load capacity to VTOL elements.
As you can see, there is no rule as to what UAVs
should be used for operation from the deck of ships
and naval ships. One solution is that carrying out
tasks for ships and naval ships does not have to
require operating from their decks. The length of the
UAV flight and the possibility of changing the crew
during the flight make it possible to cooperate with
vessels. However, this requires adapting the vessels to
such cooperation by installing transmitting and
receiving devices or only receiving devices. In
addition, rules for such cooperation must be
established.
4 POSSIBILITIES OF USING UAVS
Operations with UAVs are already standard in
operations both on land and on the sea. Performing
tasks over water requires cooperation with vessels. In
order for this cooperation to be established, both the
UAV and the ships and naval ships must meet the
requirements for its undertaking. On the watercraft,
there are limitations related, on the one hand, to the
size of the deck area intended for air operations, as
well as to a large impact of hydrometeorological
conditions on the conduct of take-off and landing
operations.
For this reason, rotor drones and planes with
vertical take-off and landing capabilities (VTOL -
Vertical Take Off and Landing) are used on board
naval ships. On naval ships, it is possible to pick up
wing drones from the water immediately after a drone
landed on a parachute near the ship. Another way to
take over a winged drone is to intercept it using
flexible nets on board. In order to use such a UAV
which is dependent on the ship's crew in picking it up
from the water or for spreading the net for its landing,
a man is needed for handling it onboard. Is it possible
to use UAV on autonomous units, where the role of a
human being is slim or none?
4.1 Application of unmanned aerial vehicles
The scope of UAV's tasks based on naval ships
depends on the technical capabilities of the installed
devices, sensors and transferred armament. Ship
drones can do:
reconnaissance, tracking, escorting, patrolling,
surveillance, guidance;
conducting search and rescue operations;
transfer of light loads between naval ships and the
shore;
detection of electromagnetic radiation and
destruction of detected radar stations;
conducting radio-electronic warfare;
detection of chemical, biological and radioactive
contamination;
detection of submarines using the drop-down
sonar station;
determining the effects of an attack by own and
enemy forces;
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laser highlighting of detected and identified
objects for destruction;
destroying detected targets with high accuracy
using precision weapons (e.g. circulating
ammunition, gliding bombs, etc.);
inspection of damage to hulls and tanks, archiving
photos;
training for the anti-aircraft forces in the fight
against air targets and at the same time being
phantom targets;
terrain scanning and mapping.
4.2 Technical requirements
On the basis of the scope of tasks that the UAV would
be assigned, relevant technical requirements will be
set to be complied with. They concern, inter alia:
requirements for the structure and strength
(degree of resistance to weather conditions,
mechanical strength and degree of resistance to
water and moisture in salinity conditions);
adequate battery capacity (ensuring the ability to
complete the task in a specified time);
suited camera equipped with matrices, ensuring
perfect visibility in the worst lighting conditions;
requirements for lighting installations and
equipment used in operations (lighting
characteristics and lighting sectors);
requirements for systems and equipment
supporting operations (related to communication
and equipment);
additional requirements depending on the later
application and tasks to be performed by UAV.
At this point, the disadvantages of drones should
also be mentioned. And they include:
Lack of a pilot on board and, consequently, much
more complicated way of organizing the flight
than in the case of manned aircraft (MAC);
The need to ensure a stable radio link;
Signal transmission delays resulting in inaccurate
pilot situational awareness. Delays in the signal
circulation from the command by the pilot
(enabling the option on the GCS screen) to the
receipt of information about the reaction of the air
platform mean that the information displayed on
the GCS screen is always delayed in relation to the
current state of the air platform;
Limiting the number of stimuli / information about
the state of the air platform that reach the UAV
pilot. The UAV pilot receives information about
the state of the platform only visually, while the
manned aircraft (MAC) pilot receives information
also with other senses (e.g. eyesight - instrument
panel, hearing - engine operation rhythm, smell -
unusual smells, e.g. smoke, touch - non-standard
vibrations of the platform or control sticks / yokes);
A complicated spatial orientation of the UAV pilot.
The MAC pilot takes a position in the aircraft axis
facing the direction of flight. This allows to keep to
the basic rules governing human behavior and
activities of the aircraft operator. For example: the
right side of the aircraft is also the right side of the
pilot. On the other hand, the UAV pilot takes the
place of the above-mentioned GCS and takes place
in front of the screens. On the other hand, the GCS
does not need to be oriented in the direction of
flight. An additional difficulty is the fact that the
UAV is used to perform tasks related mainly to
directing the observation instruments towards the
ground, not to the flight. One solution to this issue
is mounting cameras in the noses of the UAV.
However, this solution necessitates additional
image transmission at the expense of the main
transmission and necessitates an increase in the
number of crew members.
The key problem of the ship's cooperation with the
UAV is the lack of a pilot on board the aircraft, with
all the related legal, organizational and technical
consequences. Depending on the degree of autonomy
of the UAV, its activities are supervised by a pilot-
operator with appropriate knowledge, skills and
experience.
4.3 Levels of autonomy
At the first level, when we are dealing with partial
autonomy, the pilot-operator has the ability to
remotely control the aircraft using data provided by
sensors installed on the aircraft. Complex military
systems to support UAVs require the cooperation of a
team of people. Most often, the pilot-operator is
responsible for the correct UAV flight, and the sensor
operator is responsible for collecting information from
sensors, using armament and transferring the
developed data to the ship's command and
communication systems. In the case of small and
medium drones, their activity within the range of
visual visibility can be supervised directly from the
ship's deck.
A typical ship's unmanned aerial vehicle system
consists of:
ship platform (the UAV system carrier);
a separate UAV take-off and landing area on board
the carrier (take-off and landing area, the location
of the launch pad, the location of the intercepting
nets, etc.);
naval aviation infrastructure related to UAV
service;
ship's UAV control and guidance station;
unmanned aerial vehicle systems;
communication system between the ship's control
and guidance station and UAV.
The elements of the UAV system may be combined
or may be adapted to the carried or planned for
cooperation aircraft.
The size and purpose of the UAV determines the
parameters of the carrier capabilities. UAVs can be
placed on surface ships and submarines. In the case of
submarines, the use of UAVs is limited. Re-use of the
drone depends on the possibility of its seizure after
the mission has been completed and its launch in the
area of the submarine's operation. It is connected with
the necessity of surfacing, and thus: the possibility of
losing the hidden operation of the naval ship. The
larger the vessel, the greater the range of UAV
selection (in terms of size, weight, wingspan,
propulsion type) and its number. Compared to
airplanes and helicopters performing typical tasks at
sea, the size and weight of the UAV is smaller, which
gives the possibility of embarkation of a greater
number of the UAV and their use on a larger scale. At
present, a subclass of the aircraft carrier class is being
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created, in which UAVs play a significant role. Most
of the naval ships of the destroyer, frigate, corvette
and patrol ship classes currently being built have a
ship aviation infrastructure adapted to conducting air
operations with the use of helicopters, hence the
adaptation of naval ships of these classes to
cooperation with UAVs is easier.
4.4 Autonomous ships
Autonomous vehicles are already state-of-the-art in
many land-based transport modes. There exist several
examples of automated subways, self-driving
intralogistics vehicles or automated guided vehicles
(AGV) on modern container terminals. There are also
very wide-ranging approaches of autonomous control
concepts in modern aviation. Consequently,
autonomy is also seen as a possibility for maritime
transport to meet today’s and tomorrow’s
competitiveness, safety and sustainability challenges.
On the most advanced version of the watercraft, the
decision-making and control functions are performed
by intelligent systems operating on the basis of data
from various sensors and data acquisition systems,
installed on board or operating outside the vessel.
Examples of the levels of ship autonomy are given in
the figure.
Figure 8: Source: www.unmanned-ship.org/munin/about/
the-autonomus-ship
The use of UAVs on autonomous units should be
determined by the level of ship autonomy. Based on
the autonomy degrees, it is possible to determine
appropriate tasks and adjust the procedures that the
UAV and the crew (if any) should fulfill.
Degrees of autonomy (IMO):
1. Ship with automated processes and decision
support - seafarers are on board to operate and
control shipboard systems and functions. Some
operations may be automated),
2. Remotely controlled ship with seafarers on board -
the ship is controlled and operated from another
location, but seafarers are on board,
3. Remotely controlled ship without seafarers on
board - the ship is controlled and operated from
another location. There are no seafarers on board,
4. Fully autonomous ship - the operating system of
the ship is able to make decisions and determine
actions by itself.
The above division is not hierarchical. It should be
assumed that during a single voyage a ship can
navigate with more than one degree of autonomy. In
this case, the Unmanned Aerial Vehicle should be
adapted to the autonomy levels that will be applied
during the voyage.
4.5 Certification and the role of Classification Societies
The current classification regulations do not apply to
autonomous ships, but we are aware of that this
classification process will begin soon. Guidelines from
classification societies are available. These documents
allow for certification to the extent agreed with the
client, which allows the certification and release to
service procedures to be carried out in agreement
with the Administration.
The Polish Register of Shipping plans to introduce
a special additional mark of the DOCK DRON class
into the classification regulations, for ships that intend
to use the unmanned aerial vehicles for navigation. At
the request of the Shipowner, PRS will be able to
assign a class to a newly built or existing ship. The
assigning of an additional symbol will be confirmed
by an appropriate entry in the Certificate of Class.
Additional marks in the symbol of class define the
ship type, obligatory requirements or limitations
resulting from the ship type or its seaworthiness, and
define additional features of the ship's structure or
adaptation. Additional marks are placed in the
symbol of class after fulfilling the requirements
specified in the relevant parts of the Rules. In the case
of an additional DOCK DRON class mark, special
requirements will be created for the ship and for the
device itself.
The requirements for the DOCK DRON class will
be divided based on the type of ship and the type of
drone that would be used on the vessel. The
regulations applicable to a given UAV will be
adjusted to the tasks to be performed by UAV.
Basic requirements to be met by a unit:
requirements for the location of the flight deck
surface, specifying safe heights and distances to
obstacles when cooperating with UAVs, landing
deck marking and arrangement of deck lights;
requirements for lighting installations and
equipment used in aircraft operations;
requirements for the structure and strength of the
flight deck and its security;
requirements for equipment and facilities
supporting on-board operations;
system requirements, depending on the purpose of
the UAV;
requirements for fastening equipment;
requirements for means of communication and
landing site control equipment adapted to the
operated UAV
requirements for the navigational equipment of the
ship;
and many others.
The proposed DOCK DRON class mark will
contain additional symbols, characterizing a specific
unit as well as tasks that can be performed using BSP.
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It is worth mentioning that autonomous units,
depending on their autonomy level, will have the
option of receiving an additional DOCK DRON class
mark. The requirements will be adapted to the
autonomy of the unil. A ship with a limited number of
crew will require a qualified person with appropriate
knowledge, skills and experience. Adapting the UAV
to the unit will be essential because there are aircrafts
that require human presence in order to use the
launch pad or to deploy the landing net.
In autonomous units, such an Unmanned Aerial
Vehicle operated from shore by a pilot makes it
possible to provide additional safety for both the ship
and its surroundings. The ship equipment systems
itself, do not ensure location of every object detected
by the system. Having an UAV onboard, we are able
to quickly identify an object, e.g. an iceberg or a small
yacht, thus getting the chance to avoid a collision and
reduce the risk of danger.
4.6 Adaptation of the existing infrastructure to receiving
drones
Having a flight deck, ships can manage vertical take
off and landing of drones. The development of
technology, increasing the efficiency of processors and
gathering experience from the operation of existing
drones contribute to their miniaturization (reduction
in dimensions and weight). The use of more efficient
energy sources increases the operational range of the
UAV and extends the duration of missions and flights.
The development of this dynamically developing
industrial sector enables the use of UAVs on units
smaller than the corvette class.
Problems with using drones from the board of
surface ships include a number of technical issues.
They include:
the need to allocate space on board the unit for
storing the drone.
the need to provide logistic infrastructure,
including maintenance and repair infrastructure
the need to modernize the vessel if the use of
ATOL (Automatic Take off And Landing) systems
is planned
the need to provide fuel or power energy
infrastructure appropriate for UAVs that may land
on board the a vessel
Organizational and staffing problems should be
added to the above problem areas, such as:
the need to train crew members in the use of UAVs
the need to train UAV pilots for take-off and
landing operations on / from the decks of vessels
the need to take into account new crew specialties
or the need to provide UAV maintenance
personnel on board the vessel
the need to provide UAV pilots on board the vessel
and the related organizational and technical
problems
The BSP (rotor) landing operation on board may
serve as an example of difficult operating UAVs from
the deck of a ship / naval ship. As indicated above, the
BSP pilot receives information about the platform
condition (including its position) with a delay. The
landing area moves with the movements of the ship's
hull. The UAV pilot has access to the control station
screen only (if he is outside the ship). Thus, traditional
landing aids are of limited use. The use of ATOL
systems requires a trained person who can interrupt
landing in case of problems. This solution requires the
UAV to start landing again and repeat the procedure.
In the case of placing a pilot onboard a ship,
assigning one person from the UAV personnel for the
duration of the voyage is necessary. In the case of
systems with more persons, the decision results in
separating at least two persons(pilot and sensor
operator).
4.7 Technical capabilities of drones
It is fairly common to believe that commercially
available drones are suitable for tasks at the seaside.
In the case of these drones, there are two basic
limitations that make that the use of such drones,
although incidentally possible, fails to fulfil
expectations.
Those are:
Very low flight duration (approx. 30 min.). This is
catalog parameter. In the case of actual use,
approx. 10 - 15% of the time (% battery charge)
should be deducted for take-off and landing
operations. Effective use is then about 20 minutes.
From this time, one should deduct the time needed
to get to the place of the mission. This time varies
depending on the distance to the mission area from
the launch site. Taking into account the speed
typical for this class of drones, it should be
assumed that for a mission at a distance of approx.
1 - 1.5 km from the launch site, the effective time
for its execution at the site will vary between 10 -
15 minutes. The above calculation does not take
into account the influence of wind. Considering
that the pilot must allocate some time to find out in
the place where the task is to be performed, we can
see that this type of drones can only be used in
missions aimed at confirming information (e.g.
taking a photo of a signal buoy), and not obtaining
it (searching).
Meteorological limitations covering both wind and
weather phenomena. Wind and weather affect all
aircrafts, however, commercial drones require
near-perfect weather conditions for take-off, flight
and landing, i.e. wind of 3-5 m/s , i.e. 2 or 3
degrees in the Beaufort scale.
Design limitations. Commercial drones are not
designed to be used on board ships. It manifests
itself in several areas, the most important of which
is the control logic. In this logic, the place (Home
Position) to which the drone is to return in case of
loss of communication is automatically
programmed (Return To Home). The difference is
that the ship is moving, while the drone control
logic usually does not take this into account. In the
worst situation, the drone may return to a place
where the ship is not present. If we add that this
happens when the drone battery is low, the result
will be the loss of the drone.
Technical requirements for ships other than aircraft
carriers cooperating with helicopters have been
specified, inter alia, in NATO publications, e.g. MPP-
02, VOLUME AND HELICOPTER OPERATIONS
FROM SHIPS OTHER THAN AIRCRAFT CARRIERS
151
(HOSTAC), as well as in the Polish defense standard
NO-19-A206: 2009 "Ships and auxiliary naval vessels.
Ship aviation infrastructure. Requirements".
Figure 8. Part of the protection elements for the Skeldar
drone. Please note that drones with internal combustion
engines will require a fuel storage infrastructure with fire,
explosion protection devices, etc. Source:
https://umsskeldar.aero
4.8 Infrastructure requirement depending on drone
operating conditions
Adapting the requirements of the defense standard to
the use of UAVs should not be difficult. In accordance
with the provisions of the standard, it is possible to
clearly define the capabilities of the host ship to
conduct air operations, specifying the level and class
of possible air operations. According to the defense
standard, three levels of the ship's aviation
infrastructure have been established, defining the
possibilities of helicopter operations depending on the
environmental conditions. We can apply a similar
criterion to UAV.
Level I means the ability to conduct flight
operations in night conditions, without visibility.
Level II stipulates that the ship's equipment is
adapted to the performance of air operations both
during the day and at night, in conditions for
flights with visibility.
Level III means that it is possible to perform flight
operations in daylight conditions only with
visibility.
4.9 Helicopter Operation Classes
At each helicopter operation level, there are seven
classes of helicopter operations.
Class 1 means that the ship has a landing surface
and ground handling equipment and aircraft
maintenance equipment.
Class 2 means that the ship has a landing surface
and ground handling equipment and maintenance
equipment for selected aircrafts only.
Class 3 means that the ship has a landing surface
and the on-board service and maintenance of the
aircraft equipment is not available.
Class 4 and 5 means that the ship has a surface for
carrying cargo suspended from the outer hook of
the aircraft and it is dependent on the safe height
of obstacles for the helicopter rotor and the safe
distance to the hull and landing gear of the
helicopter.
Class 6 means that the ship is equipped for
refueling operations by a hovering helicopter.
Class 7 means that the ship is equipped to carry
people and light loads to the board of the
helicopter and vice versa using the helicopter's on-
board winch.
From the above-mentioned classes, in the case of
air operations with the use of UAVs, we can directly
adapt classes 1, 2, 3, 4 and 5.
In order to describe the ship's aviation
infrastructure for cooperation with aircraft, the
equipment and fittings have been classified into the
infrastructure branches. There are ten branches in the
ship's aviation infrastructure (OIL).
Compliance with the requirements of the defense
standard by the host ship (aircraft carrier) is
confirmed by the issue of a Certificate of Compliance
of the Naval Aviation Infrastructure with the Defense
Standard by an independent certifying body
(classification society). The certificate is issued for a
period of five years and remains valid subject to
annual inspections. As part of the inspections, the
technical condition of the ship's systems, devices and
equipment is assessed. The completeness of the
equipment and the validity of certificates are checked.
Compliance with the requirements of NO-19-A206:
2009 contributes to increasing the safety of joint
operations of ships and aircraft and may constitute the
basis for determining the requirements for the ship's
aviation infrastructure in cooperation with unmanned
aerial vehicles.
5 CERTIFICATION OF UNMANNED AERIAL
VEHICLES
The Classification Society, allowing the use of the
Unmanned Aerial Vehicle, will require a Product
Type Approval from the interested party. To obtain a
given document, it will be necessary to submit to PRS:
material / product documentation;
confirmation that the product manufacturer has an
Approval Certificate;
confirmation that material manufacturer has an
Approval Certificate;
technical conditions are to be fulfilled, documents
relating to the material shall be agreed with PRS.
Requirements for the commencement of
supervision over a product or material in production
must be met, in the case of UAV certification, the
below factors shall be considered:
fail safe function - procedure for dealing with
dangerous events, e.g. low battery / fuel level, loss
of GNSS signal, loss of communication with the
control station;
determination of e the weather minima, mainly
wind, but also aspects such as magnetic
interference from the sun, the so-called Kp index
affecting compass and GNSS navigation;
determination of the degree of resistance to water /
moisture;
152
definition of the time and scope of inspections and
replacement of electromechanical parts (servos /
motors) in the context of wear in salinity
conditions - long-term tests should be performed;
verification of long-term flight capability - tests
should be performed;
determination of mechanical strength - gusty sea
weather may have a negative effect in the long-
term use;
checking the stability of electrical and mechanical
connections - plugs / sockets, screw connections;
flight preparation procedures, periodic checking of
parameters during the flight and the so-called
post-flight "minor inspection" - sending the results
to PRS.
The Classification Society completes information
and performs test and research programs - if
applicable, or agrees them with the manufacturer, on
the basis of the presented documentation that should
be delivered.
6 CONFORMITY ASSESSMENT OF UNMANNED
AERIAL VEHICLES
On 1 July, 2019, the European Commission published
the Commission Delegated Regulation (EU) 2019/945
on unmanned aircraft systems (UAS) and on third-
country operators of unmanned aircraft systems.
Regulation 2019/945 regulates matters related to the
introduction of UAS on the market and the
requirements that must be met by designers,
manufacturers, importers and distributors in order to
obtain conformity markings and in terms of safety and
interest in its competitiveness.
The second published document is the
Commission Implementing Regulation (EU) 2019/947
of May 24, 2019 on the rules and procedures for the
operation of unmanned aircraft by pilots and
operators, specifying the categories of use and the
requirements for their use.
These are:
Open category - the UAS belongs to one of the
classes set out in Delegated Regulation (EU)
2019/945. Operations not requiring approval /
authorization, drones weighing less than 25 kg and
flights up to height above the take-off point limited
to 120 m, where the risk to third parties is close to
zero. This category includes 3 additional flight
subcategories: A1, A2 and A3.
Special category - operations performed with a
statement of compliance with standard scenarios
or requiring authorization from the competent
authority due to the expected higher risk for
outsiders compared to the open category. The
authorization may refer to both a single operation
and a group of operations.
Certified category - includes operations that
require UAS certification under Regulation (EU)
2019/945 and operator certification and, if
applicable, obtaining a license by a UAV pilot. The
Certified category includes high-risk operations
for third parties - comparable to the risk of flying
with manned aircraft.
Both of the regulations 2019/945 and 2019/947
define the classes of unmanned aerial vehicles and the
categories of their use.
Regulation 2019/945 sets out the requirements for
the design and production of UAVs. It also deals with
UAV commercialization requirements for the open
category in Chapter II, including systems or
accessories that they must have. Chapter III applies to
Unmanned Aerial Systems (UAS) for a special
category and certified category, specifying its
requirements for design, production, maintenance
and use as intended. Chapter IV concerns operations
performed by operators from third countries outside
the territory of the European Union.
One of the most important parts of Regulation
2019/945 is Annex I, which establishes the UAS
classes. Depending on the maximum take-off weight,
the following classes are established:
Class C0 with the maximum take-off weight of the
drone to 0.25 kg and the maximum flight speed
below 19 m / s with the limitation of the maximum
flight altitude to 120 m. Class C0 drones can fly in
all subcategories of the Open Category.
Class C1 with a maximum increase of the take-off
weight of the drone to 0.9 kg, or those which, in
case of a collision with a human, generate kinetic
energy lower than 80 J. Maximum flight speed and
height limitation are the same as in class C0. Class
C1 drones can also fly in all subcategories of Open
Category.
Class C2 with a maximum take-off weight of the
drone to 4 kg, which have a free flight mode
activated from the apparatus and limited to a
speed of less than 3 m/s horizontally, with a height
limitation also to 120 m. C2 class drones can fly in
subcategories A2 (in close proximity to people,
from 5 m to 30 m) and A3 (away from people)
Open Category.
Class C3 with a maximum take-off weight of the
drone up to 25 kg, which can fly in various
automatic modes and have a flight altitude
limitation of 120 m. C3 class drones are approved
only for subcategory A3 (far from people) of the
Open Category.
Class C4 with a maximum increase in the take-off
weight of the drone to 25 kg without automatic
modes, except for standard flight stabilization.
Each class has a number of requirements for its
production and obtaining the CE mark, necessary for
approval in the European Union. It is worth to pay
attention to the following requirements:
The maximum achievable height at the starting
point is limited to 120 m above the ground. If the
altitude can be selected by the pilot, the system
must have an altitude reading at all times in order
not to exceed the limit mentioned above.
A direct identification system that class C1 aircraft
should have. The system must allow for the entire
duration of the flight an unambiguous periodic
emission identifying a given UAV in real time
using an open and documented transmission
protocol, including a unique registration number
and operator data.
UAV class C1 or higher should be able to be
equipped with the function of limited access to
specific areas or regions of the airspace. In
153
addition, the UAV pilot should receive a clear
signal when the system algorithm blocks entry into
a given area or region of the airspace
UAV should be provided in operating instructions,
which should be used from class C1.
In the case of an open and certified category, the
manufacturer has to perform a UAS conformity
assessment under one of the modules:
module A - Internal production control,
module B - EU-type examination together with
module
C - Conformity to type based on internal
production control or
module H - Full quality assurance.
In the case of modules B and H, the conformity
assessment requires the participation of a notified
body, which after a successful assessment process
issues a certificate for module B for a period of five
years, and for module H for a period of one year.
Module A may be used by the manufacturer provided
that he has applied the harmonized standards,
published in the Official Journal of the European
Union, for all requirements for which such standards
exist in relation to class C0 and C4 UAVs and
elements used for unambiguous remote identification.
However, taking into account the lack of publication
of harmonized standards to Regulation 2019/945,
manufacturers will have to use modules, where it is a
prerequisite for conformity assessment to be carried
out by notified bodies.
Taking into account the distant perspective of the
publication of harmonized standards, manufacturers
will have to use modules requiring the participation
of notified bodies.
There are currently few safety standards that can
be applied to UAVs. However, this is about to change,
and intensive work is currently underway to develop
requirements.
Basically, all drone components, such as batteries,
MEMS and other sensors are based on International
Standards developed by IEC Committees:
IEC / TC 47 Semiconductor devices and IEC / SC
47F Micro electromechanical systems. These
Committees are responsible for the preparation of
International Standards for semiconductor devices
used in sensors and MEMS necessary for safe
flights of drones,
IEC / TC 2 Rotating machinery - prepares
International Standards covering the specification
of rotating machines,
IEC / TC 91 Electronic assembly technology - is
responsible for standards for electronics assembly
technology and its components,
IEC / SC 21A Secondary cells and batteries
containing alkaline or other non-acid electrolytes
develops standards for batteries used in mobile
applications, but also for high capacity lithium
cells and batteries.
The transitional provisions of the new drone law
are in force from 31/12/2020 to 01/01/2023. According
to the EU Commission Implementing Regulations
2019/945 and 2019/947, drones distributed in the EU
must meet certain standards (assigned classes) and
have the CE marking. In accordance with the decision
of EASA (European Union Aviation Safety Agency), it
will be possible to certify drones placed on the market
before 01/01/2023 (before the entry into force of the
target regulations).
7 SUMMARY, CONCLUSION
The Convention on International Civil Aviation
(known as the Chicago Convention) was drawn up on
December 7, 1944. This Convention regulates matters
in the field of aviation law and covers civil aircraft. On
its basis, unmanned aviation regulations are
established. The new EU legal regulations that enter
into force on December 31, 2020 require the
registration of drone operators and the use of certified
devices only. Legal regulations apply to drones
weighing up to 25 kg with the possibility of flying up
to 120 m.
A major problem accompanying rapid
technological leaps is the lack of appropriate legal
regulations regarding liability for damage related to
the use of UAVs. When operating the drone in
international waters, there is a risk of damage and loss
of an expensive device. In the worst case, it can lead to
casualties caused by a drone falling on board and its
consequences. Societies need time to adapt to the
challenges of modern technology. We can say that
UAVs have proved their usefulness and will continue
to develop.
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